Michael J. Cody
Professional summary
Michael John Cody, who also goes by Michael John Cody, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Cody's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2026 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Turnpike, Syosset, NY 11791-4510September 23, 2022 - July 1, 2024
PRUCO SECURITIES, LLC.
February 10, 2021 - August 2, 2022
MML INVESTORS SERVICES, LLC
June 3, 2019 - July 17, 2020
NYLIFE SECURITIES LLC
January 13, 2006 - April 1, 2019
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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