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SS

Sean K. Stephens

ALLSTATE FINANCIAL ADVISORS
Bedford, TX 76022-6882
Some features on this profile are disabled
CRD#: 5056254
SS

Professional summary

Sean K Stephens, who also goes by Sean K Stephens, Sean Kendrick Stephens, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bedford, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Bedford, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sean has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean K Stephens | Sean Kendrick Stephens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean K Stephens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2026 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1600 Airport Fwy Ste 510, Bedford, TX 76022-6882
RIA
CRD#: 109524
Bedford, TX
Current

January 2, 2026 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1600 Airport Fwy Ste 510, Bedford, TX 76022-6882
BD
CRD#: 18272
Bedford, TX
Past

June 23, 2022 - December 4, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
FORT WORTH, TX
Past

June 23, 2022 - December 4, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FORT WORTH, TX
Past

December 16, 2020 - June 3, 2022

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Plano, TX
Past

December 16, 2020 - June 3, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Plano, TX
Past

June 28, 2019 - February 3, 2020

HORACE MANN INVESTORS, INC.

RIA
CRD#: 11643
MANSFIELD, TX
Past

July 21, 2017 - December 18, 2020

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
MANSFIELD, TX
Past

October 12, 2015 - June 30, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Arlington, TX
Past

October 12, 2015 - June 30, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Arlington, TX
Past

August 22, 2014 - July 20, 2015

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
ADDISON, TX
Past

July 16, 2014 - July 20, 2015

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
ADDISON, TX
Past

February 22, 2011 - April 15, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

June 5, 2009 - November 22, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DUNCANVILLE, TX
Past

June 5, 2009 - November 22, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DUNCANVILLE, TX
Past

November 10, 2008 - February 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HURST, TX
Past

September 10, 2008 - February 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HURST, TX
Past

January 1, 2008 - September 11, 2008

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

July 11, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/2/2026)
IAR
Texas
(1/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/28/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/10/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Bedford, TX 76022-6882

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