Brandon J. Smith

FLYWHEEL PRIVATE WEALTH LLC | Managing Director--Investments

Los Altos, CA 94022

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CRD#: 5053905

Professional summary

Brandon Joseph Smith, CFP® is a registered financial advisor currently at FLYWHEEL PRIVATE WEALTH LLC located in Los Altos, California.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brandon has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Trust & estate planning

Financial planning

Trading individual securities

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY; INV RELATED; SANDY, UT; OWNER; START 12/2005; 0 HRS PER MONTH. LOS ALTOS ROTARY ENDOWMENT FUND, INV RELATED, LOS ALTOS, CA, BOARD MEMBER, START 7/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, DISCUSS INVESTMENT DECISIONS FOR ENDOWMENT FUND AND PROVIDE ADVICE IN THAT CAPACITY. LOS ALTOS ROTARY ENDOWMENT FUND, INV RELATED, LOS ALTOS, CA, INV COMMITTEE MEMBER, START 7/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ASSISTING WITH ASSET ALLOCATION AND RECOMMENDING AN INVESTMENT POLICY STATEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Joseph Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 12, 2023 - Present

FLYWHEEL PRIVATE WEALTH LLC

Office #1: 4 Main Street Suite 240, Los Altos, CA 94022

RIA

CRD#: 6363

MIDVALE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLYWHEEL PRIVATE WEALTH LLC

CRD#: 325690 / SEC#: 801-127620

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/2006

General Securities Representative Examination

Current Firm

FLYWHEEL PRIVATE WEALTH LLC

CRD#: 325690 / SEC#: 801-127620

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

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Contact information

Main Address

4 Main Street Suite 240, Los Altos, CA 94022

Mailing Address

Phone number

(650) 229-8782

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLYWHEEL PRIVATE WEALTH ADV PART 2A (1/29/2025)

FLYWHEEL PRIVATE WEALTH APPENDIX 1 - WRAP FEE BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	291
AUM (Assets Under Management)	$ 337,916,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brandon J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Joseph Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FLYWHEEL PRIVATE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/6/2006

Current Firm

FLYWHEEL PRIVATE WEALTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLYWHEEL PRIVATE WEALTH LLC

TRUST BUT VERIFY

Contact information

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