Lisa Wong
Professional summary
Lisa Wong, who also goes by Lisa Tsui, is a registered financial professional currently at BTIG, LLC located in Burlingame, California.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2006. Lisa has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2006 - Present
BTIG, LLC
Office #1: 1350 Old Bayshore Highway, Burlingame, CA 94010State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2008)
(1/10/2006)
(10/4/2021)
(10/10/2025)
(10/10/2025)
(6/2/2008)
(6/2/2008)
(6/2/2008)
(6/2/2008)
(6/2/2008)
(10/10/2025)
(6/2/2008)
(6/2/2008)
(6/2/2008)
(6/2/2008)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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