Jose L. Campdera Gutierrez

PRIVATE PORTFOLIO

La Jolla, CA 92037

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CRD#: 5053337

Professional summary

Jose Luis Campdera Gutierrez, who also goes by Jose Luis Campdera, Gutierrez, is a registered financial professional currently at PRIVATE PORTFOLIO, INC. located in La Jolla, California.

Jose is registered as a RR (Registered Representative) and started their career in finance in 2005. Jose has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Jose Luis Campdera | Gutierrez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jose Luis Campdera Gutierrez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2018 - Present

PRIVATE PORTFOLIO, INC.

Office #1: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037

RIA

CRD#: 36644

La Jolla, CA

Past

July 22, 2014 - May 26, 2017

LARADORBECKER SECURITIES CORPORATION

CRD#: 104440

THE WOODLANDS, TX

Past

December 1, 2005 - December 14, 2007

LEVELX CAPITAL LLC

CRD#: 117028

MEXICO DF,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

SRO Registrations

FINRA

Current Firm

PRIVATE PORTFOLIO, INC.

PRIVATE BROKERAGE | PRIVATE PORTFOLIO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO

CRD#: 36644 / SEC#: 801-69346, 8-47421

RIA

Registered Investment Advisory firm - SEC (8/27/2012 Terminated)

Arizona

Registered Investment Advisory firm - SEC (11/14/2022 Terminated)

California

Registered Investment Advisory firm - SEC (4/3/2012 Approved)

Florida

Registered Investment Advisory firm - SEC (6/14/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (12/9/2014 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/7/2014 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037

Mailing Address

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037-4535

Phone number

(858) 551-2071

Established

California since 05/18/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
BARBA, DANIEL	VICE PRESIDENT, SOLE OWNER	1348124
TOVAR, EDUARDO P JR	PRESIDENT, CHIEF COMPLIANCE OFFICER	2349510
VONBERTRAB, HERMANN SCHOTT	VICE PRESIDENT

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 91,500,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose L. Campdera Gutierrez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jose Luis Campdera Gutierrez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE PORTFOLIO, INC.

LARADORBECKER SECURITIES CORPORATION

LEVELX CAPITAL LLC

State Registrations and Notice Filings

Exams

FINRA

Current Firm

PRIVATE PORTFOLIO, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

PRIVATE PORTFOLIO, INC.

TRUST BUT VERIFY

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