Emma E. Jackson

PHOENIX WEALTH ADVISORS

Chapel Hill, NC 27517

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CRD#: 5052924

Professional summary

Emma Elizabeth Jackson, who also goes by Emma Elizabeth Schmaus, is a registered financial advisor currently at PHOENIX WEALTH ADVISORS INC. located in Chapel Hill, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Chapel Hill, North Carolina.

Emma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Emma has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emma Elizabeth Schmaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Phoenix Wealth Advisors Address: 100 Europa Drive, Chapel Hill, NC, 27517, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/20/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Planning Associate with Phoenix Wealth Advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Elizabeth Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2021 - Present

PHOENIX WEALTH ADVISORS INC.

Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517

RIA

CRD#: 118412

Chapel Hill, NC

Current

October 5, 2021 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517

CRD#: 6694

Chapel Hill, NC

Past

October 27, 2017 - May 4, 2021

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

Chapel Hill, NC

Past

October 27, 2017 - May 4, 2021

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Chapel Hill, NC

Past

August 23, 2010 - October 30, 2017

MORGAN STANLEY

RIA

CRD#: 149777

CHAPEL HILL, NC

Past

October 8, 2009 - October 30, 2017

MORGAN STANLEY

CRD#: 149777

CHAPEL HILL, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(9/21/2021)

North Carolina
(10/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

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Contact information

Main Address

100 Europa Drive Suite 390, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 929-4448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PHOENIX 2025 ANNUAL AMEND ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 551,004,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Emma E. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Elizabeth Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

PHOENIX WEALTH ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2009

FINRA

Current Firm

PHOENIX WEALTH ADVISORS INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHOENIX WEALTH ADVISORS INC.

TRUST BUT VERIFY

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