KP
Kristofer K. Pettit
CETERA INVESTMENT ADVISERS LLC
CAMARILLO, CA 93010
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CRD#: 5052556
KP
Professional summary
Kristofer Karl Pettit, CFP®, CIMA®, who also goes by Kris Pettit, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Camarillo, California and CETERA WEALTH SERVICES, LLC located in Camarillo, California.
Kristofer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kristofer has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Pettit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2020; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE; (2) NAME OF OTHER BUSINESS: PETTIT WEALTH MANAGEMENT SERVICES INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CORPORATION NAME FOR TAX REPORTING ; (3) NAME OF OTHER BUSINESS: TRUSTEE FOR SPOUSAL LIFETIME ACCESS TRUST (SLAT); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: .5 ; APX NUMBER OF HOURS DURING TRADING HOURS: .5; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR SLAT ;
CRS (Client Relationship Summary) - RIA
Click below to view Kristofer Karl Pettit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 340 Rosewood Ave Ste O, Camarillo, CA 93010RIA
CRD#: 105644
CAMARILLO, CA
Current
February 16, 2007 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 340 Rosewood Ave Ste O, Camarillo, CA 93010BD
CRD#: 13572
Camarillo, CA
Past
September 9, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
el segundo, CA
Past
September 9, 2015 - November 2, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
EL SEGUNDO, CA
Past
February 10, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
El Segundo, CA
Past
February 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EL SEGUNDO, CA
Past
February 10, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
February 10, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
EL SEGUNDO, CA
Past
January 21, 2015 - March 11, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EL SEGUNDO, CA
Past
May 14, 2014 - September 28, 2017
CETERA ADVISORS LLC
RIA
CRD#: 10299
EL SEGUNDO, CA
Past
August 17, 2012 - March 11, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EL SEGUNDO, CA
Past
August 17, 2012 - March 11, 2020
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EL SEGUNDO, CA
Past
October 12, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 8, 2009 - March 11, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EL SEGUNDO, CA
Past
April 3, 2009 - August 3, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EL SEGUNDO, CA
Past
April 3, 2009 - March 11, 2020
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/6/2019)
RR
California(3/27/2007)
IAR
California(6/29/2023)
RR
Colorado(5/14/2014)
RR
District of Columbia(3/2/2020)
RR
Florida(3/2/2020)
RR
Georgia(3/2/2020)
RR
Hawaii(3/2/2020)
RR
Idaho(3/2/2020)
RR
Illinois(3/2/2020)
RR
Kentucky(3/2/2020)
RR
Louisiana(3/2/2020)
RR
Maryland(3/2/2020)
RR
Massachusetts(4/15/2020)
RR
Minnesota(3/2/2020)
RR
Mississippi(3/2/2020)
RR
Montana(3/31/2021)
RR
Nebraska(3/2/2020)
RR
Nevada(3/2/2020)
RR
New Hampshire(3/2/2020)
RR
New Mexico(3/12/2020)
RR
New York(9/11/2020)
RR
North Carolina(10/6/2021)
RR
Ohio(3/2/2020)
RR
Oklahoma(3/2/2020)
RR
Oregon(3/2/2020)
RR
Pennsylvania(3/2/2020)
RR
Tennessee(3/2/2020)
RR
Texas(3/2/2020)
IAR
Texas(6/29/2023)
RR
Utah(3/2/2020)
RR
Virginia(3/2/2020)
RR
Washington(3/2/2020)
RR
Wyoming(3/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Camarillo, CA 93010TRUST BUT VERIFY
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