Tyler A. Brooks
Professional summary
Tyler Adam Brooks is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2005. Tyler has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tyler Adam Brooks's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 30, 2014 - December 31, 2016
OSAIC SERVICES, INC.
January 20, 2010 - October 27, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 18, 2006 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
November 10, 2005 - December 19, 2005
DIRECTED SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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