Brandon J. Davis
Professional summary
Brandon James Davis is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon James Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010January 2, 2024 - August 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 6, 2012 - June 7, 2022
OCM INVESTMENTS, LLC
February 14, 2011 - January 23, 2012
PIMCO INVESTMENTS LLC
November 30, 2005 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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