John T. Heath
Professional summary
John Theodore Heath, who also goes by John Heath, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Theodore Heath's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 3, 2015 - January 8, 2016
OSAIC SERVICES, INC.
December 18, 2012 - October 21, 2013
EQUITABLE ADVISORS, LLC
December 14, 2012 - October 21, 2013
EQUITABLE ADVISORS, LLC
April 1, 2010 - October 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
September 10, 2007 - October 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2006 - May 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 7, 2005 - May 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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