Salvatore Lauri
Professional summary
Salvatore Lauri, who also goes by Salvatore Lauri, Salvatore Lauri Jr, Sal Salvatore, is a registered financial advisor currently at W&S BROKERAGE SERVICES, INC. located in Wayne, Pennsylvania.
Salvatore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Salvatore has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Salvatore Lauri's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Lauri's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2019 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 460 East Swedesford Road Suite 1030, Wayne, PA 19087February 28, 2019 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 460 East Swedesford Road Suite 1030, Wayne, PA 19087March 13, 2017 - October 30, 2018
EDWARD JONES
March 13, 2017 - October 30, 2018
EDWARD JONES
March 28, 2016 - February 9, 2017
MML INVESTORS SERVICES, LLC
November 25, 2014 - January 20, 2016
MSI FINANCIAL SERVICES, INC.
August 6, 2010 - December 31, 2011
NATIONWIDE SECURITIES, LLC
September 1, 2009 - March 5, 2013
NATIONWIDE SECURITIES, LLC
September 17, 2008 - June 25, 2009
NYLIFE SECURITIES LLC
May 12, 2008 - July 22, 2008
PNC WEALTH MANAGEMENT LLC
June 23, 2006 - July 22, 2008
PNC WEALTH MANAGEMENT LLC
January 19, 2006 - March 30, 2006
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(4/11/2023)
(2/28/2019)
(2/28/2019)
(3/12/2019)
Exams
FINRA
Current Firm
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
Contact information
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
