AL
Alan M. Lane
HAYWOOD SECURITIES (USA)
Toronto, On, M5J 2T3
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CRD#: 5051245
AL
Professional summary
Alan Mclaren Lane is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
Alan is registered as a RR (Registered Representative) and started their career in finance in 2005. Alan has worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alan Mclaren Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2005 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 2910 - 181 Bay Street, Toronto, On, M5J 2T3BD
CRD#: 42072
Toronto, On,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Date: 12/14/2005
Canada Module of the General Securities Registered Representative (With Options Questions)SRO Registrations
RR
FINRA
Current Firm
HS
HAYWOOD SECURITIES (USA) INC.
HAYWOOD (USA) SECURITIES INC. | HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Mailing Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Phone number
(604) 697-7400
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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