Deana M. Miller
Professional summary
Deana Marie Miller, who also goes by Deana Marie Fish, Deana Marie Gabinetti, Deana Miller, Deana M Miller, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Melbourne, Florida.
Deana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Deana has worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deana Marie Miller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deana Marie Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
July 9, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1800 North Military Trail Suite 340, Boca Raton, FL 33431October 26, 2023 - June 10, 2025
SOUND INCOME STRATEGIES, LLC
September 11, 2023 - October 16, 2023
RAYMOND JAMES & ASSOCIATES, INC.
September 8, 2023 - October 16, 2023
RAYMOND JAMES & ASSOCIATES, INC.
July 13, 2018 - August 7, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 19, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
June 13, 2018 - August 1, 2022
FIDELITY BROKERAGE SERVICES LLC
April 15, 2015 - May 21, 2018
PNC CAPITAL ADVISORS LLC
March 27, 2015 - May 22, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC
March 28, 2013 - February 26, 2015
PNC WEALTH MANAGEMENT LLC
March 28, 2013 - February 26, 2015
PNC WEALTH MANAGEMENT LLC
October 26, 2012 - February 8, 2013
PRUCO SECURITIES, LLC.
October 25, 2012 - February 8, 2013
PRUCO SECURITIES, LLC.
June 10, 2011 - April 23, 2012
LPL FINANCIAL LLC
June 7, 2011 - April 23, 2012
LPL FINANCIAL LLC
November 16, 2009 - May 25, 2011
CITIZENS SECURITIES, INC.
November 13, 2009 - May 25, 2011
CITIZENS SECURITIES, INC.
June 4, 2007 - November 4, 2009
KEY INVESTMENT SERVICES LLC
June 1, 2007 - November 4, 2009
KEY INVESTMENT SERVICES LLC
January 3, 2006 - April 16, 2007
A. G. EDWARDS & SONS, INC.
December 13, 2005 - April 16, 2007
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2025)
(7/30/2025)
Exams
FINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.