Carlos E. Sequeira
Professional summary
Carlos E P Sequeira, CFA, who also goes by Carlos Eduardo Palhares Sequeira, Carlos Sequeira, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2006. Carlos has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos E P Sequeira's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2016 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831June 12, 2023 - March 16, 2026
BTG PACTUAL ASSET MANAGEMENT US , LLC
January 1, 2006 - March 2, 2007
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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