AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MV

Megan Von Feldt

O'CONNOR ALTERNATIVE INVESTMENTS
SAN FRANCISCO, CA 94104
CRD#: 5048857
Some features on this profile are disabled
MV
Megan Von FeldtO'CONNOR ALTERNATIVE INVESTMENTS

Professional summary

Megan Von Feldt, who also goes by Megan R Von Feldt, is a registered financial advisor currently at O'CONNOR ALTERNATIVE INVESTMENTS, LLC located in San Francisco, California and CANTOR FITZGERALD & CO. located in San Francisco, California.

Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Megan has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Megan R Von Feldt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Von Feldt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2026 - Present

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

Office #1: 345 California Street Suite 1100, San Francisco, CA 94104
RIA
CRD#: 336332
SAN FRANCISCO, CA
Current

April 7, 2026 - Present

CANTOR FITZGERALD & CO.

Office #1: 345 California Street Suite 1260, San Francisco, CA 94104
BD
CRD#: 134
SAN FRANCISCO, CA
Past

August 30, 2024 - April 17, 2026

UBS ASSET MANAGEMENT (AMERICAS) LLC

RIA
CRD#: 106838
Berkeley, CA
Past

May 1, 2024 - April 17, 2026

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
New York, NY
Past

September 15, 2014 - March 29, 2024

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

October 26, 2006 - May 1, 2024

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CRD#: 336332 / SEC#: 801-133741

RIA
Registered Investment Advisory firm - (6/23/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/7/2026)
IAR
California
(4/7/2026)
IAR
New York
(4/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/13/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/23/2019
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/14/2014
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

OA
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CRD#: 336332 / SEC#: 801-133741

RIA
Registered Investment Advisory firm - (6/23/2025 Approved)
Loading...

Contact information

Main Address
110 East 59th Street, New York, NY 10022
Mailing Address
Phone number
(212) 915-1722
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

O'CONNOR ALTERNATIVE INVESTMENTS, LLC ADV PART 2 (8/1/2025)

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 10,267,073,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CRD#: 336332San Francisco, CA 94104

TRUST BUT VERIFY

Monitor Megan Von Feldt

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
Michael Steven Ginsberg
Michael GinsbergAdvisorCheck Check Mark
GINSBERG FINANCIAL STRATEGIES
IAR
Walnut Creek, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.