MF
Mark E. Fleming
GRYPHON FINANCIAL PARTNERS
Columbus, OH 43215
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CRD#: 5048554
MF
Professional summary
Mark Edward Fleming, who also goes by Mark Fleming, is a registered financial advisor currently at GRYPHON FINANCIAL PARTNERS located in Columbus, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Fleming
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER ACTIONS, INC.; INVESTMENT RELATED; 7395 STATE ROUTE 3, WESTERVILLE OH 43082; CONSULTING; CEO; START DATE 7/2020; 20 HRS/WK OUTSIDE HOURS OF WORK; HELP PEOPLE BUY BUSINESSES ASIAN CHAMBER OF AMERICA; NOT INVESTMENT RELATED; SE 4TH STREET, #100, CINCINNATI, OH 45202; BOARD MEMBER; 1 HR/MO OUTSIDE HOURS OF WORK; ADVISE IN ECONOMY AND FINANCIAL NETWORK FOR INDUSTRIES THE COOLER GUYS, LLC; NOT INVESTMENT RELATED; 912 S PARK AVE, TUCSON AZ 5719; HVAC COMPANY; DIRECTOR; 2/2024; 1/HRS/MO OUTSIDE HOURS OF WORK; GENERAL ADVISORY 811 FITNESS LLC; NOT INVESTMENT RELATED; 5750 E LOS ANGELES AVE, SEMI VALLEY, CA 93063; GYM; DIRECTOR; 9/2023; 1/HRS/MO OUTSIDE OF WORK; GENERAL ADVISORY TUNDA, INC.; NOT INVESTMENT RELATED; 4756 MCALLISTER AVE, COLUMBUS OH 43227; EDIBLE ARRANGEMENTS STORES; DIRECTOR; 10/2023; 1/HRS/MO OUTSIDE OF WORK; GENERAL ADVISORY BECTIN HOLDINGS, INC; NOT INVETMENT RELATED; 243 MESSINA PLACE, HOWEY IN THE HILLS, FL 34737; TUCKING COMPANY; DIRECTOR; 1/2024; 1/HRS/MO OUTSIDE OF WORK; GENERAL ADVISORY EMBECK, LLC; NOT INVESTMENT RELATED; 4941 SAN MARTINO DR WELSEY CHAPEL, FL 33543; RESTUARANT DIRECTOR; START DATE 12/14/2023; 1 HR/MONTH; NOT DURING TRADING HOURS XTRACT DRILLING, LLC; NOT INVESTMENT RELATED; 117 SOUTH LEXINGTON ST STE 1000 HARRISONVILLE, MO 64701; WATER WELL DRILLING DIRECTOR; START DATE 3/8/2024; 1 HR/MONTH; NOT DURING TRADING HOURS MR. CLEAN SOLUTIONS, LLC; NOT INVESTMENT RELATED; 6545 MARKET AVE N STE 1000 CANTON, OH 44721; PORTABLE TOILET PROVIDER DIRECTOR; START DATE 1/5/2024; 1 HR/MONTH; NOT DURING TRADING HOURS TEXAS OAK HOLDINGS, LLC; NOT INVESTMENT RELATED; 17350 STATE HWY 249 STE 220 HOUSOTN TX, 77064; WATER TRANSPORT DIRECTOR; START DATE 12/14/2023; 1 HR/MONTH; NOT DURING TRADING HOURS S CONCRETE, LLC; NOT INVESTMENT RELATED; 4430 SMALL CREEK RD. KISSIMME, FL 34744; CONCRETE INSTALLATION DIRECTOR; START DATE 12/16/2023; 1 HR/MONTH; NOT DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Fleming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
GRYPHON FINANCIAL PARTNERS
Office #1: 325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215RIA
CRD#: 288210
Columbus, OH
Past
November 4, 2005 - November 16, 2007
JPMORGAN DISTRIBUTION SERVICES, INC.
BD
CRD#: 104234
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRYPHON FINANCIAL PARTNERS
GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT
CRD#: 288210 / SEC#: 801-110583
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GF
GRYPHON FINANCIAL PARTNERS
GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT
CRD#: 288210 / SEC#: 801-110583
RIA
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Contact information
Main Address
325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215
Mailing Address
Phone number
(614) 929-2880
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 2,033,871,278 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2024 | ||
| 12/18/2023 | ||
| 10/25/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
