Daniel J. Irizarry

ASCENSUS INVESTMENT ADVISORS

Fresno, CA

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CRD#: 5048303

Professional summary

Daniel Jeffrey Irizarry, AIF®, who also goes by Daniel Jeffery Irizarry, Dan Irizarry, Daniel Irizarry, is a registered financial advisor currently at ASCENSUS INVESTMENT ADVISORS, LLC located in Fresno, California and ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Jeffery Irizarry | Dan Irizarry | Daniel Irizarry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to association with the member firm, the individual is employed with the firm's parent company, Newport Group Inc., an Ascensus company, and is an affiliate of the member firm. As part of the individuals job responsibilities, the individual may also offer insurance products through the firm or its affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jeffrey Irizarry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 13, 2024 - Present

ASCENSUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 120632

Fresno, CA

Current

August 31, 2023 - Present

ASCENSUS BROKER DEALER SERVICES, LLC

Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746

CRD#: 36478

Lake Mary, FL

Past

July 22, 2022 - February 29, 2024

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Visalia, CA

Past

July 22, 2022 - August 31, 2023

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

March 30, 2022 - June 14, 2022

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

December 15, 2021 - March 8, 2022

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Visalia, CA

Past

December 15, 2021 - March 8, 2022

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

May 20, 2021 - October 20, 2021

MANNING WEALTH MANAGEMENT, INC.

RIA

CRD#: 134129

San Diego, CA

Past

April 19, 2021 - October 15, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SAN DIEGO, CA

Past

January 28, 2021 - October 15, 2021

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SAN DIEGO, CA

Past

April 28, 2020 - January 6, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODLAND HILLS, CA

Past

August 4, 2014 - October 31, 2019

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

September 10, 2013 - January 22, 2014

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

AUSTIN, TX

Past

May 13, 2013 - October 3, 2013

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

March 16, 2010 - May 14, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOISE, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSUS INVESTMENT ADVISORS, LLC

ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA

Registered Investment Advisory firm - (9/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/31/2023)

IAR

Massachusetts
(3/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/16/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASCENSUS INVESTMENT ADVISORS, LLC

ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA

Registered Investment Advisory firm - (9/27/2002 Approved)

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Contact information

Main Address

95 Wells Avenue Suite 160, Newton, MA 02459

Mailing Address

Phone number

(617) 454-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 11,649,896,048

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
01/30/2024	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Irizarry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jeffrey Irizarry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENSUS BROKER DEALER SERVICES, LLC

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

EQUITABLE DISTRIBUTORS, LLC

MISSIONSQUARE RETIREMENT

MISSIONSQUARE INVESTMENT SERVICES

MANNING WEALTH MANAGEMENT, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EQUITABLE ADVISORS, LLC

MML DISTRIBUTORS, LLC

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ASCENSUS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/16/2021

Series 63

Date: 5/3/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2010

FINRA

Current Firm

ASCENSUS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSUS INVESTMENT ADVISORS, LLC

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