Todd D. Shriber
Professional summary
Todd David Shriber, who also goes by Todd Shriber, is a registered financial professional currently at PRUCO SECURITIES, LLC. located in Newark, New Jersey and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Newark, New Jersey.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd David Shriber's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2012 - Present
PRUCO SECURITIES, LLC.
Office #1: 213 Washington Street, Newark, NJ 07102December 9, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 213 Washington Street, Newark, NJ 07102June 9, 2009 - May 26, 2010
CITIGROUP GLOBAL MARKETS INC.
June 1, 2009 - May 4, 2012
MORGAN STANLEY
December 20, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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