KM
Krista F. Murray
KESTRA PRIVATE WEALTH SERVICES
BREA, CA 92821
Some features on this profile are disabled
CRD#: 5047428
KM
Professional summary
Krista Fredrickson Murray, CFP®, who also goes by Krista Linn Fredrickson, Krista Fredrickson Silverman, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Brea, California and KESTRA INVESTMENT SERVICES, LLC located in Brea, California.
Krista is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Krista has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Krista Linn Fredrickson | Krista Fredrickson Silverman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: LTCI Partners Investment Related: Yes Address: | 2924 Marketplace Dr. Suite 102 Madison WI 53719 Nature of Business: Insurance Position, Title or Relationship: Long Term Care Provider Start Date: 8/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I use LTCI for quotes on Long Term Care and to secure such if the client desires Business Name: Windsor Insurance Investment Related: Yes Address: 21820 Burbank Blvd Suite 100 South Woodland Hills CA 92367 Nature of Business: Insurance Position, Title or Relationship: Client/agent Start Date: 4/20/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I get quotes and determine what insurance wouold be best for a client based on their input Business Name: Andrew K Murray and Krista F Murray as trustees for the Murray Family Trust dated May 2, 2008 Investment Related: No Address: 17555 Orange Terrace Yorba Linda CA 92886 Nature of Business: Legal/Attorney/Trustee/Executor; Other Other/None of the Above Non qualified assets for my husband and I are held in the Murray Family Trust. We are both trustees Position, Title or Relationship: Trustee Start Date: 5/2/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Trustee. Oversee assets with my husband Business Name: California Wealth Transitions Investment Related: Yes Address: 3570 Carmel Mountain Road, Suite 150 San diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Senior Vice President Start Date: 7/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client advising and management, ongoing assistance in running the practice Business Name: WINGS FOR WIDOWS POSITION: CFP NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 290 Peavey Road, Wayzata MN 55391 DESCRIPTION: Iwould provide pro bono financial?advice to widow(er)s for Wings for?Widows Financial Coaching?Program.? Wings for Widows is a?non-profit organization. The?Foundation for Financial Planning?(FFP) is a partner and has?provided support for this program. This?volunteer activity involves no?distribution of CWT/Kestra-branded sales literature or sale of?CWT/Kestra products.
CRS (Client Relationship Summary) - RIA
Click below to view Krista Fredrickson Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 13, 2013 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 3 Pointe Drive Suite 107, Brea, CA 92821RIA
CRD#: 155193
BREA, CA
Current
February 28, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3 Pointe Drive Suite 111, Brea, CA 92821BD
CRD#: 42046
Brea, CA
Past
March 13, 2013 - March 7, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
BREA, CA
Past
June 1, 2009 - April 2, 2013
MORGAN STANLEY
RIA
CRD#: 149777
BREA, CA
Past
June 1, 2009 - April 2, 2013
MORGAN STANLEY
BD
CRD#: 149777
BREA, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BREA, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BREA, CA
Past
January 9, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BREA, CA
Past
November 30, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BREA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2014)
IAR
California(3/13/2013)
RR
California(2/28/2014)
RR
Colorado(2/28/2014)
RR
Idaho(2/28/2014)
RR
Illinois(2/28/2014)
RR
Nevada(2/28/2014)
RR
New Jersey(11/24/2014)
RR
Oregon(2/28/2014)
RR
South Dakota(1/16/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
