CR
Carl E. Rustin
SAGE CAPITAL ADVISORS
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 5045788
CR
Professional summary
Carl Edward Rustin is a registered financial advisor currently at SAGE CAPITAL ADVISORS, LLC located in San Diego, California.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carl has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Edward Rustin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
SAGE CAPITAL ADVISORS, LLC
Office #1: 11440 West Bernardo Court Suite 300, San Diego, CA 92127RIA
CRD#: 136577
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAGE CAPITAL ADVISORS, LLC
BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT
CRD#: 136577 / SEC#: 801-64637
RIA
Registered Investment Advisory firm - (8/22/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/11/2022)
Exams
Current Firm
SC
SAGE CAPITAL ADVISORS, LLC
BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT
CRD#: 136577 / SEC#: 801-64637
RIA
Registered Investment Advisory firm - (8/22/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104
Mailing Address
Phone number
(844) 279-7243
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 629,817,774 |
Red Flags
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