Joseph M. Thurnherr
Professional summary
Joseph Morris Thurnherr was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 2009. Prior to being barred, Joseph had worked at 8 firms, which includes WYNSTON HILL CAPITAL LLC, SPARTAN CAPITAL SECURITIES LLC, WINDSOR STREET CAPITAL LP, FIRST STANDARD FINANCIAL COMPANY LLC, NATIONAL SECURITIES CORPORATION, OBSIDIAN FINANCIAL GROUP LLC, LEGEND SECURITIES INC., J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 26, 2018 - June 20, 2019
WYNSTON HILL CAPITAL, LLC
January 18, 2017 - October 30, 2018
SPARTAN CAPITAL SECURITIES, LLC
November 5, 2015 - January 17, 2017
WINDSOR STREET CAPITAL, LP
October 20, 2014 - October 23, 2015
FIRST STANDARD FINANCIAL COMPANY LLC
November 14, 2012 - October 17, 2014
NATIONAL SECURITIES CORPORATION
February 9, 2012 - December 7, 2012
OBSIDIAN FINANCIAL GROUP, LLC
January 18, 2011 - January 31, 2012
LEGEND SECURITIES, INC.
June 24, 2010 - January 19, 2011
NATIONAL SECURITIES CORPORATION
January 15, 2009 - June 18, 2010
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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