NP
Nicholas C. Pavia
APOLLON WEALTH MANAGEMENT
Charleston, SC 29401
Some features on this profile are disabled
CRD#: 5044474
NP
Professional summary
Nicholas Charles Pavia, who also goes by Nicholas C Pavia, Nick Charles Pavia, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Charleston, South Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Charleston, South Carolina.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas C Pavia | Nick Charles Pavia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Apollon Wealth Management. Investment-related. At registered location. RIA. Financial Advisor. Start date: 11/15/2024. 160 hrs/month; all during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment-related. At registered location. Fixed/Traditional Insurance. Agent. Start date: 11/15/2024. 40 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s). 2. NCP Financial Services, LLC. Investment-related. 45 Eastlake Road, Mt. Pleasant, SC 29464. Operating LLC/Support Company. Business Owner. Start date: 01/00/2018. 0 hrs/month; none during trading hours. Owner. 4. Benecurv. Investment-related. 7101 Wisconsin Avenue, Suite 1200, Bethesda, MD 20814. Benefits Broker. Start date: 03/01/2021. 0 hrs/month; none during trading hours. Referrals for Group Benefits. 5. Big Blue Services, LLC. Not Investment-related. 45 Eastlake Road, Mt. Pleasant, SC 29464. Rental Property. Owner. Start date: 01/01/2020. 0 hrs/month; none during trading hours. Rental Property.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Charles Pavia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 2 Wharside St, Charleston, SC 29401RIA
CRD#: 291902
Charleston, SC
Current
January 16, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2 Wharfside St. Suite 2-o, Charleston, SC 29401BD
CRD#: 35747
Charleston, SC
Past
August 10, 2023 - December 2, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DANIEL ISLAND, SC
Past
August 10, 2023 - December 2, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DANIEL ISLAND, SC
Past
March 27, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
DANIEL ISLAND, SC
Past
July 31, 2006 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DANIEL ISLAND, SC
Past
January 23, 2006 - July 13, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHARLESTON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2025)
RR
Florida(1/17/2025)
RR
Georgia(1/17/2025)
RR
Idaho(1/16/2025)
RR
North Carolina(1/21/2025)
RR
Ohio(2/2/2025)
IAR
South Carolina(11/26/2024)
RR
South Carolina(1/21/2025)
RR
Tennessee(1/21/2025)
IAR
Texas(11/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
