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JR

Junior Rondeau

CETERA INVESTMENT ADVISERS LLC
Delray Beach, FL 33445
Some features on this profile are disabled
CRD#: 5043845
JR

Professional summary

Junior Rondeau, who also goes by Jay Rondeau, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Delray Beach, Florida and CETERA ADVISORS LLC located in Delray Beach, Florida.

Junior is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Junior has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jay Rondeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Junior Rondeau's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 29, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445
RIA
CRD#: 105644
Delray Beach, FL
Current

January 23, 2023 - Present

CETERA ADVISORS LLC

Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445
BD
CRD#: 10299
Delray Beach, FL
Past

January 24, 2023 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past

September 22, 2021 - October 7, 2022

NFSG CORPORATION

RIA
CRD#: 130814
DELRAY BEACH, FL
Past

September 9, 2021 - October 7, 2022

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
DELRAY BEACH, FL
Past

October 12, 2020 - March 16, 2021

ELEVATED CAPITAL ADVISORS, LLC

RIA
CRD#: 226721
Delray Beach, FL
Past

June 16, 2020 - September 21, 2020

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

July 25, 2016 - January 15, 2019

OSAIC FA, INC.

RIA
CRD#: 3978
DELRAY BEACH, FL
Past

July 25, 2016 - January 15, 2019

OSAIC FA, INC.

BD
CRD#: 3978
DELRAY BEACH, FL
Past

May 20, 2015 - October 20, 2015

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
DELRAY BEACH, FL
Past

May 8, 2015 - October 20, 2015

KOVACK SECURITIES INC.

BD
CRD#: 44848
DELRAY BEACH, FL
Past

December 5, 2014 - May 5, 2015

PFS INVESTMENTS INC.

RIA
CRD#: 10111
LAKE WORTH, FL
Past

September 15, 2014 - May 5, 2015

PFS INVESTMENTS INC.

BD
CRD#: 10111
LAKE WORTH, FL
Past

May 10, 2013 - October 31, 2013

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
DELRAY BEACH, FL
Past

July 13, 2012 - September 10, 2012

PFS INVESTMENTS INC.

RIA
CRD#: 10111
MARGATE, FL
Past

July 12, 2012 - September 10, 2012

PFS INVESTMENTS INC.

BD
CRD#: 10111
MARGATE, FL
Past

October 23, 2009 - January 6, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LAKE WORTH, FL
Past

October 19, 2009 - January 6, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LAKE WORTH, FL
Past

April 9, 2009 - July 20, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

July 1, 2008 - July 20, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
DELRAY BEACH, FL
Past

December 13, 2005 - July 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DELRAY BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/23/2023)
IAR
Florida
(2/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/2/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/20/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/12/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Delray Beach, FL 33445

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