Robert E. Sutton

PARSONEX ADVISORY SERVICES

Skiatook, OK 74070

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CRD#: 5043790

Professional summary

Robert Edward Sutton is a registered financial advisor currently at PARSONEX ADVISORY SERVICES, INC. located in Skiatook, Oklahoma and PARSONEX SECURITIES, INC. located in Englewood, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Sutton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2021 - Present

PARSONEX ADVISORY SERVICES, INC.

Office #1: 1125 W. Rogers Blvd. Unit B, Skiatook, OK 74070

RIA

CRD#: 160275

Skiatook, OK

Current

January 14, 2011 - Present

PARSONEX SECURITIES, INC.

Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112

CRD#: 144412

Englewood, CO

Past

May 8, 2012 - December 31, 2020

PARSONEX ADVISORY SERVICES, INC.

RIA

CRD#: 160275

Skiatook, OK

Past

March 29, 2006 - November 17, 2010

PFS INVESTMENTS INC.

CRD#: 10111

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARSONEX ADVISORY SERVICES, INC.

PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.

CRD#: 160275 / SEC#: 801-74543

RIA

Registered Investment Advisory firm - (3/27/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/18/2019)

Colorado
(4/1/2020)

Connecticut
(2/4/2015)

Indiana
(8/10/2022)

Kansas
(3/20/2023)

Missouri
(1/27/2025)

Nebraska
(2/4/2022)

New Mexico
(12/11/2023)

North Carolina
(8/4/2015)

IAR

North Carolina
(1/8/2021)

Oklahoma
(1/14/2011)

IAR

Oklahoma
(1/8/2021)

South Carolina
(8/10/2022)

Tennessee
(3/1/2019)

Texas
(1/14/2011)

IAR

Texas
(1/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/5/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

PARSONEX ADVISORY SERVICES, INC.

PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.

CRD#: 160275 / SEC#: 801-74543

RIA

Registered Investment Advisory firm - (3/27/2012 Approved)

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Contact information

Main Address

8310 S. Valley Highway Suite 110, Englewood, CO 80112

Mailing Address

8310 S. Valley Highway Suite 110, Englewood, CO 80112

Phone number

(303) 662-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARSONEX ADVISORY SERVICES BROCHURE 3-2023 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 174,840,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Sutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Sutton's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARSONEX SECURITIES, INC.

PARSONEX ADVISORY SERVICES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

PARSONEX ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2012

Series 63

Date: 1/26/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2016

Series 6

Date: 1/14/2006

Series 26

Date: 9/5/2013

FINRA

Current Firm

PARSONEX ADVISORY SERVICES, INC.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARSONEX ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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