Eric A. Mendez
Professional summary
Eric Antonio Mendez was a registered financial professional .
Eric is registered as a RR (Registered Representative) and started their career in finance in 2006. Eric had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2026 - Present
Office #1: 1221 Brickell Ave Suite 900, Miami, FL 33131
June 6, 2023 - February 13, 2025
GT SECURITIES, INC.
November 30, 2017 - December 13, 2021
SMBC NIKKO SECURITIES AMERICA, INC.
July 26, 2011 - March 12, 2015
MOELIS & COMPANY LLC
January 1, 2006 - August 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/26/2025
General Securities Representative ExaminationFINRA
Current firm
No current employment
Red Flags
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