DM
Darshan P. Makim
POINTOAK RETIREMENT ADVISORS
Mclean, VA 22102
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CRD#: 5043274
DM
Professional summary
Darshan Prakash Makim is a registered financial advisor currently at POINTOAK RETIREMENT ADVISORS located in Mclean, Virginia.
Darshan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Darshan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Darsh Makim - Real Estate; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate VA Licensed; Start: 12/2020; 49-64 Hrs/Month; 12-28 Hrs during trading; Buying, selling, owning, and operating real estate. (2) 404 MacBeth Dr, LLC; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate; Member; Start: 6/2020; 0-16 Hrs/Month; 0-14 Hrs during trading; Reconciling books, paying bills, and maintaining property upkeep. (3) TCPGH, LLC; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate; Member; Start: 9/2020; 0-16 Hrs/Month; 0-14 Hrs during trading; Reconciling books, paying bills, and maintaining property upkeep. (4) Triveni Capital, LLC; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate; Member; Start: 8/2020; 0-16 Hrs/Month; 0-14 Hrs during trading; Reconciling books. paying bills, and maintaining property upkeep. (5) PointOak Retirement Advisors, LLC; Investment Related; 1751 Pinnacle Dr, Suite 600, McLean, VA 22102; Insurance; Referral Contact; Start: 5/2020; 0-16 Hrs/Month; 0-14 Hrs during trading; No obligation or activity, purely as lead generation. (6) TCPGH 2, LLC; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate; Member; Start: 8/2021; 0-16 Hrs/Month; 0-14 Hrs during trading; Keep the condo maintained, find suitable tenants, and collect rent. (7) EverStar Capital Partners, LLC; Investment Related; 202 Elm St SW, Vienna, VA 22180; Real Estate; President; Start: 4/2021; 0-16 Hrs/Month; 0-14 Hrs during trading; I am the Owner and the Company is used to evaluate and purchase real estate and real estate related assets. (8) Decision Technologies, Inc.; Non-Investment Related; 2900 Crystal Dr #810, Arlington, VA 22202; Government Contracting Company; Member of Board of Advisors; Start: 2/2024; 0 Hrs/Month; 0 Hrs during trading; Advisory Board is adopted to help refine the corporate strategy, identify new business opportunities, and strengthen corporate diligence.
CRS (Client Relationship Summary) - RIA
Click below to view Darshan Prakash Makim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2021 - Present
POINTOAK RETIREMENT ADVISORS
Office #1: 1751 Pinnacle Dr Ste 600, Mclean, VA 22102RIA
CRD#: 314866
Mclean, VA
Past
May 5, 2016 - August 31, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Vienna, VA
Past
September 10, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
McLean, VA
Past
September 10, 2014 - November 1, 2021
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
McLean, VA
Past
January 25, 2012 - September 10, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
FALLS CHURCH, VA
Past
January 25, 2012 - September 10, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
FALLS CHURCH, VA
Past
May 28, 2009 - January 25, 2012
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
WASHINGTON, DC
Past
May 28, 2009 - January 25, 2012
KOVACK SECURITIES INC.
BD
CRD#: 44848
WASHINGTON, DC
Past
May 22, 2008 - May 26, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
WASHINGTON, DC
Past
May 22, 2008 - May 26, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
WASHINGTON, DC
Past
May 1, 2006 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WASHINGTON, DC
Past
April 11, 2006 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
POINTOAK RETIREMENT ADVISORS
POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC
CRD#: 314866 / SEC#: 801-122008
RIA
Registered Investment Advisory firm - (8/2/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(9/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PR
POINTOAK RETIREMENT ADVISORS
POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC
CRD#: 314866 / SEC#: 801-122008
RIA
Registered Investment Advisory firm - (8/2/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1751 Pinnacle Dr Ste 600, Mclean, VA 22102
Mailing Address
Phone number
(703) 595-4444
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 818,662,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
