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Sean Michael Kelly

Sean M. Kelly

KELLY FINANCIAL GROUP
Encinitas, CA 92024
Some features on this profile are disabled
CRD#: 5043096
Sean Michael Kelly

Professional summary

Sean Michael Kelly, CFP®, who also goes by Sean Kelly, is a registered financial advisor currently at KELLY FINANCIAL GROUP LLC located in Encinitas, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Sean has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

May 11, 2016 - Present

KELLY FINANCIAL GROUP LLC

Office #1: 332 Encinitas Blvd Suite 100, Encinitas, CA 92024
RIA
CRD#: 282172
Encinitas, CA
Past

March 20, 2009 - January 2, 2019

AIRGEAD CLANN LLC

RIA
CRD#: 133578
THOUSAND OAKS, CA
Past

November 2, 2005 - March 28, 2008

WAMU INVESTMENTS, INC.

BD
CRD#: 599
RANCHO SANTA FE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/11/2016)
IAR
Texas
(4/8/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/19/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 11/1/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KF
KELLY FINANCIAL GROUP LLC
KELLY FINANCIAL GROUP LLC

CRD#: 282172 / SEC#:

California
Registered Investment Advisory firm - (5/11/2016 Approved)
Texas
Registered Investment Advisory firm - (3/29/2021 Conditional Restricted)
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Contact information

Main Address
332 Encinitas Blvd Suite 100, Encinitas, CA 92024
Mailing Address
Phone number
(760) 452-8002
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts291
AUM (Assets Under Management)$ 84,165,721

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KELLY FINANCIAL GROUP LLC

CRD#: 282172Encinitas, CA 92024

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