YT
Yuha Elsa Tse
CETERA INVESTMENT ADVISERS LLC
ROSEMEAD, CA 91770-2600
Some features on this profile are disabled
CRD#: 5043069
YT
Professional summary
Yuha Elsa Tse, who also goes by Elsa Tse, Yu Ha Tse, Yuha Elsa Tse, Yuha Tse, Yuhaelsa E Tse, Yuha Elsa Tse, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rosemead, California and CETERA WEALTH SERVICES, LLC located in Rosemead, California.
Yuha Elsa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Yuha Elsa has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elsa Tse | Yu Ha Tse | Yuha Elsa Tse | Yuha Tse | Yuhaelsa E Tse | Yuha Elsa Tse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TYWL WEALTH ADVISORS LLC POSITION: Wealth Management Advisor NATURE: We offer retirement planning, investment planning, financial planning, tax planning and estate planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/18/2025 ADDRESS: 8450 Garvey Avenue, Suite 200, Rosemead CA 917702600, United States DESCRIPTION: -meet with clients -review investment performance -provide financial advice and recommendations -identify client's financial needs and selecting goals -provide retirement planning, tax planning, estate -planning services -document clients' interaction -portfolio review -obtaining client's information and analyze client's current course of financial actions and potential alternatives -updating goals, recommendations or implementation actions -Monitoring and updating clients' financial plans 2) APEX INTERNATIONAL EDUCATION PARTNERS, LLC POSITION: Homestay Host NATURE: APEX is registered as an international student homestay, recruitment, and placement organization in 8 U.S. states and is 100% American owned and run. Through homestays and dormitories, APEX currently houses F-1 middle and high school students studying in the United States and employs U.S., China, and Vietnam, staff members. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2025 ADDRESS: 335 VALLEY CIRCLE, Monrovia CA 91016, United States DESCRIPTION: I provide homestay services to a 9th-grade international student who attends La Salle High School in Pasadena, CA. The student resides at my home, where I provide daily meals and transportation. I am responsible for providing two meals a day and transportation. 3) 511 EAST LIVE OAK AVENUE HOMEOWNERS ASSOCIATION POSITION: Member at Large NATURE: The Homeowner Association manage and maintain the properties in 511 E Live Oak Ave, Arcadia, CA 91006. The main activities include maintain common areas, enforce community rules, manage finances, resolve disputes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 511 E Live Oak Ave, Arcadia, CA, Arcadia CA 91006, United States DESCRIPTION: I have no current duties, I previously owned the property located at 511 E Live Oak Ave, Unit 7, Arcadia, CA 91016. During my ownership, I served as a board member of this Association. I sold the property, and escrow officially closed on July 22, 2025. I resigned from my position on the HOA board on the same day. I need to remove myself from the entity/SOS documents
CRS (Client Relationship Summary) - RIA
Click below to view Yuha Elsa Tse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600RIA
CRD#: 105644
ROSEMEAD, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8450 Garvey Avenue Suite 200, Rosemead, CA 91770-2600BD
CRD#: 13572
ROSEMEAD, CA
Past
July 29, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Rosemead, CA
Past
July 29, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROSEMEAD, CA
Past
November 15, 2023 - July 31, 2025
TRANSGLOBAL ADVISORY, LLC
RIA
CRD#: 168709
MONROVIA, CA
Past
November 14, 2023 - July 28, 2025
GLOBALINK SECURITIES, INC.
BD
CRD#: 29721
Monrovia, CA
Past
September 17, 2015 - February 9, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Rowland Heights, CA
Past
September 17, 2015 - February 9, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Rowland Heights, CA
Past
December 6, 2012 - August 31, 2015
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
SAN GABRIEL, CA
Past
December 6, 2012 - August 31, 2015
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
SAN GABRIEL, CA
Past
March 6, 2012 - November 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOS ANGELES, CA
Past
March 6, 2012 - November 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOS ANGELES, CA
Past
August 18, 2011 - February 28, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MONTEREY PARK, CA
Past
August 18, 2011 - February 28, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MONTEREY PARK, CA
Past
June 1, 2010 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CUPERTINO, CA
Past
June 1, 2010 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CUPERTINO, CA
Past
April 1, 2010 - April 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN JOSE, CA
Past
September 9, 2008 - May 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
FREMONT, CA
Past
April 17, 2007 - September 18, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
BD
CRD#: 103919
SUNNYVALE, CA
Past
June 9, 2006 - April 18, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
DIAMOND BAR, CA
Past
March 30, 2006 - May 3, 2006
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
