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Robert J. Sullivan

SJ FINANCIAL SERVICES
Woodland Hills, CA
Some features on this profile are disabled
CRD#: 5042685
RS

Professional summary

Robert J. Sullivan MR., who also goes by Bob Sullivan, Robert J. Sullivan, is a registered financial advisor currently at SJ FINANCIAL SERVICES, LLC located in Woodland Hills, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 1 firm and has passed the Series 66 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Sullivan | Robert J. Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Marcum LLP, a CPA firm, 777 S. Figueroa Street, #2900, Los Angeles CA 90017, position CPA, 10/1979, prepares tax forms, 100% of time during trading hours is spent on this activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J. Sullivan MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 15, 2011 - Present

SJ FINANCIAL SERVICES, LLC

RIA
CRD#: 137435
Woodland Hills, CA
Past

January 22, 2007 - December 31, 2010

SJ FINANCIAL SERVICES, LLC

RIA
CRD#: 137435
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/15/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/15/1999
Uniform Combined State Law Examination

Current Firm

SF
SJ FINANCIAL SERVICES, LLC
SJ FINANCIAL SERVICES, LLC

CRD#: 137435 / SEC#:

California
Registered Investment Advisory firm - (12/22/1999 Approved)
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Contact information

Main Address
Northridge, CA
Mailing Address
Phone number
(424) 298-7687
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SJ FINANCIAL SERVICES, LLC

CRD#: 137435Woodland Hills, CA

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