William F. Lefavor

STAGE HARBOR FINANCIAL

WESTWOOD, MA 02090

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CRD#: 5042095

Professional summary

William Francis Lefavor, CFP® is a registered financial advisor currently at STAGE HARBOR FINANCIAL located in Westwood, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GBH Partners LLC, 197 First Ave., Suite 220, Needham, Massachusetts 02494. Insurance Sales. Owner/Partner, Not Investment related, Time Spent 1% per month, Entity established to receive an assignment of commissions from sales activities including insurance products. GBH Partners LLC is not a licensed agency, no activity is done under GBH Partners. The activities and associated record keeping remains separate from Stage Harbor Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Lefavor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

February 20, 2018 - Present

STAGE HARBOR FINANCIAL

Office #1: 100 Lowder Brook Drive Suite #2500, Westwood, MA 02090

RIA

CRD#: 289725

WESTWOOD, MA

Past

May 2, 2011 - February 19, 2018

WASHINGTON TRUST ADVISORS

RIA

CRD#: 110407

WELLESLEY, MA

Past

November 23, 2005 - February 19, 2018

WESTON SECURITIES CORPORATION

CRD#: 15743

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STAGE HARBOR FINANCIAL

CORTANA ADVISORS, LLC | STAGE HARBOR FINANCIAL, LLC | STAGE HARBOR FINANCIAL

CRD#: 289725 / SEC#: 801-112359

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2005

General Securities Representative Examination

Current Firm

STAGE HARBOR FINANCIAL

CORTANA ADVISORS, LLC | STAGE HARBOR FINANCIAL, LLC | STAGE HARBOR FINANCIAL

CRD#: 289725 / SEC#: 801-112359

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

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Contact information

Main Address

100 Lowder Brook Drive Suite #2500, Westwood, MA 02090

Mailing Address

Phone number

(781) 934-3130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR STAGE HARBOR FINANCIAL, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 972,886,954

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/02/2025	Cover Page	Report
12/11/2024	Cover Page	Report
12/12/2023	Cover Page	Report
10/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Lefavor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Lefavor's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAGE HARBOR FINANCIAL

WASHINGTON TRUST ADVISORS

WESTON SECURITIES CORPORATION

Primary Firm SEC Registration

STAGE HARBOR FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2006

SIE

Date: 2/19/2018

Series 7

Date: 11/22/2005

Current Firm

STAGE HARBOR FINANCIAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STAGE HARBOR FINANCIAL

TRUST BUT VERIFY

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