Jessie Jie-xin Li
Professional Summary
Jessie Jie-xin Li, who also goes by Jessie Jiexin Li, is a registered financial advisor currently at OCTAVEWEALTH located in San Francisco, California. Jessie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jessie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jessie Jiexin Li
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BIGCALC | QUILLU INC | OCTAVEWEALTH
Contact Information
Main Address
14 Mint Plaza Ste 500, San Francisco, CA 94103Phone Number
(855) 962-8283# of Employees
2SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
8,400AUM (Assets Under Management)
$30,003,871Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BIGCALC | QUILLU INC | OCTAVEWEALTH
State Registrations and Notice Filings
(2/27/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jessie Jie-xin Li's CRS (Customer Relationship Summary).
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