Jessie J. Li
Professional summary
Jessie Jie-xin Li, who also goes by Jessie Jiexin Li, is a registered financial advisor currently at OCTAVEWEALTH located in San Francisco, California.
Jessie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jessie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jessie Jie-xin Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2017 - Present
OCTAVEWEALTH
Office #1: 14 Mint Plaza Ste 500, San Francisco, CA 94103April 15, 2016 - December 31, 2016
OCTAVEWEALTH
January 3, 2012 - March 2, 2015
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
February 18, 2009 - December 31, 2009
BLACKROCK EXECUTION SERVICES
Primary Firm SEC Registration
OCTAVEWEALTH
CRD#: 170975 / SEC#: 801-79758
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2017)
Exams
Current Firm
OCTAVEWEALTH
CRD#: 170975 / SEC#: 801-79758
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,700 |
| AUM (Assets Under Management) | $ 22,106,000 |
Red Flags
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