VD
Vincent Dallo
BRIGHT FUTURES WEALTH MANAGEMENT
Webster, NY 14580
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CRD#: 5041243
VD
Professional summary
Vincent Dallo, ChFC®, CLU® is a registered financial advisor currently at BRIGHT FUTURES WEALTH MANAGEMENT, LLC located in Webster, New York and CETERA INVESTMENT ADVISERS LLC located in Webster, New York.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Vincent has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. "Bright Futures Wealth Management, LLC",Is Investment Related,"1630 Empire Blvd, #100, Webster, NY, 14580, United States", Advisory Services, Investment Advisor Representative (IAR),1/23/2024,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, "Financial Planning, Asset Management, Third Party Management, Plan Advice and Consulting." 2. Fixed Insurance with Various Companies, Is Investment Related,"1630 Empire Blvd, #100, Webster, NY, 14580, United States", Fixed Insurance, Insurance Agent,10/4/2005,160 hours per month,120 hours per month during trading hours, Commission Compensation ,"Sells life, health, disability, fixed annuities and long-term care." 3. "Kappan Financial, LLC",Is Investment Related,"1630 Empire Blvd, #100, Webster, NY, 14580, United States", Financial Services, Financial Professional,2/1/2017,160 hours per month,120 hours per month during trading hours, Commission Compensation, DBA for financial services 4. Chili Public Library ,Is Not Investment Related,"3237 Chili Avenues, , Rochester, NY, 14624, United States",Library,Trustee,7/13/2021,5 hours per month,0 hours per month during trading hours, No Compensation Compensation, "Attend board meetings, discuss & vote on personnel policies, assist with review of library director, learn about regulatory issues that may impact libraries and their communities, assist with interviewing potential new board members."
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Dallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 13, 2024 - Present
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
Office #1: 1630 Empire Blvd. Suite 100, Webster, NY 14580RIA
CRD#: 284920
Webster, NY
Current
March 22, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1630 Empire Blvd Suite 100, Webster, NY 14580RIA
CRD#: 105644
WEBSTER, NY
Current
November 4, 2025 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 1630 Empire Blvd Ste 100, Webster, NY 14580RIA
BD
CRD#: 46947
Webster, NY
Current
February 1, 2024 - Present
CETERA ADVISORS LLC
Office #1: 1630 Empire Blvd Suite 100, Webster, NY 14580BD
CRD#: 10299
Webster, NY
Current
November 4, 2025 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 1630 Empire Blvd Ste 100, Webster, NY 14580RIA
BD
CRD#: 46947
Webster, NY
Past
February 1, 2024 - March 22, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
October 27, 2020 - February 8, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
VICTOR, NY
Past
August 25, 2010 - February 8, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Victor, NY
Past
December 5, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
ROCHESTER, NY
Past
December 5, 2005 - July 28, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/1/2024)
RR
Georgia(2/1/2024)
RR
Kentucky(2/1/2024)
RR
Maryland(2/1/2024)
RR
New Jersey(2/26/2024)
RR
New York(2/1/2024)
IAR
New York(2/13/2024)
RR
North Carolina(2/12/2024)
RR
Pennsylvania(2/1/2024)
RR
South Carolina(2/1/2024)
RR
Tennessee(2/1/2024)
RR
Texas(2/1/2024)
IAR
Texas(3/22/2024)
RR
Utah(2/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Webster, NY 14580TRUST BUT VERIFY
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