EB
Elmo E. Ball
TRUIST ADVISORY SERVICES
Winchester, VA 22601
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CRD#: 5040831
EB
Professional summary
Elmo Earl Ball IV, who also goes by Scott Ball, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winchester, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Winchester, Virginia.
Elmo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Elmo has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Ball
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HIGHLAND FOOD PANTRY POSITION: volunteer non-board finance committee member NATURE: The Highland Food Pantry is a 501c3 serving the local needy with food support. COVID-19 has led to significant donations to support their mission. The board has established a finance committee to look at choices for investing these funds. The finance committee makeup includes one non-board community member who has investment experience. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2020 ADDRESS: 446 Highland Avenue, Winchester VA 22602
CRS (Client Relationship Summary) - RIA
Click below to view Elmo Earl Ball IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 115 N Cameron Street Suite 210, Winchester, VA 22601RIA
CRD#: 283390
Winchester, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 115 N Cameron St Ste 210, Winchester, VA 22601BD
CRD#: 17499
Winchester, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
January 10, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
WINCHESTER, VA
Past
January 1, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
WINCHESTER, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
Arkansas(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(7/30/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(10/25/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Idaho(6/8/2022)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(2/17/2021)
RR
Kansas(10/28/2024)
RR
Kentucky(10/28/2024)
RR
Louisiana(10/28/2024)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Missouri(2/17/2021)
RR
Nevada(11/21/2024)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(2/17/2021)
RR
Oregon(8/5/2024)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(10/28/2024)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/13/2021)
RR
Utah(2/17/2021)
RR
Vermont(8/31/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
RR
Wisconsin(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Winchester, VA 22601TRUST BUT VERIFY
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