Shirin Rastegar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirin Rastegar, CFP®, who also goes by Shirin R Azimi, was a registered financial professional .
Shirin is a previously registered financial professional and started their career in finance in 2007. Shirin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2022 - September 16, 2025
CITI PRIVATE ALTERNATIVES, LLC
December 6, 2017 - September 16, 2025
CITIGROUP GLOBAL MARKETS INC.
December 6, 2017 - September 16, 2025
CITIGROUP GLOBAL MARKETS INC.
August 6, 2015 - August 16, 2016
SORRENTO PACIFIC FINANCIAL, LLC
May 27, 2015 - August 16, 2016
SORRENTO PACIFIC FINANCIAL, LLC
November 11, 2014 - May 15, 2015
CITIGROUP GLOBAL MARKETS INC.
January 24, 2012 - September 22, 2014
HSBC SECURITIES (USA) INC.
August 25, 2010 - June 17, 2011
U.S. BANCORP INVESTMENTS, INC.
January 25, 2007 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
