JA

Justin M. Arasin

HINES PRIVATE WEALTH SOLUTIONS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 5040351
JA

Professional summary


Justin Marc Arasin is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in Greenwich, Connecticut.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2006. Justin has worked at 6 firms and has passed the Series 63, Series 66, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Justin Marc Arasin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2025 - Present

HINES PRIVATE WEALTH SOLUTIONS LLC

Office #1: 50 Mason Street, Greenwich, CT 06830
BD
CRD#: 128145
Greenwich, CT
Past

February 1, 2021 - November 27, 2023

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

April 26, 2012 - October 14, 2013

HASTINGS CAPITAL GROUP, LLC

BD
CRD#: 142998
NEW YORK, NY
Past

January 4, 2012 - March 20, 2012

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
NEW YORK, NY
Past

January 10, 2007 - December 31, 2011

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998
NEW YORK, NY
Past

February 1, 2006 - December 7, 2006

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
SARATOGA SPRINGS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/29/2025)
RR
Alaska
(1/29/2025)
RR
Arizona
(1/29/2025)
RR
Arkansas
(1/29/2025)
RR
California
(1/29/2025)
RR
Colorado
(1/29/2025)
RR
Connecticut
(1/29/2025)
RR
Delaware
(1/29/2025)
RR
District of Columbia
(1/29/2025)
RR
Florida
(1/29/2025)
RR
Georgia
(1/29/2025)
RR
Hawaii
(1/29/2025)
RR
Idaho
(1/29/2025)
RR
Illinois
(1/29/2025)
RR
Indiana
(1/29/2025)
RR
Iowa
(1/29/2025)
RR
Kansas
(1/29/2025)
RR
Kentucky
(1/29/2025)
RR
Louisiana
(1/29/2025)
RR
Maine
(1/29/2025)
RR
Maryland
(1/29/2025)
RR
Massachusetts
(1/29/2025)
RR
Michigan
(1/29/2025)
RR
Minnesota
(1/29/2025)
RR
Mississippi
(1/29/2025)
RR
Missouri
(1/29/2025)
RR
Montana
(1/29/2025)
RR
Nebraska
(1/29/2025)
RR
Nevada
(1/29/2025)
RR
New Hampshire
(1/29/2025)
RR
New Jersey
(1/29/2025)
RR
New Mexico
(1/29/2025)
RR
New York
(1/29/2025)
RR
North Carolina
(1/29/2025)
RR
North Dakota
(1/29/2025)
RR
Ohio
(1/29/2025)
RR
Oklahoma
(1/29/2025)
RR
Oregon
(1/29/2025)
RR
Pennsylvania
(1/29/2025)
RR
Puerto Rico
(1/29/2025)
RR
Rhode Island
(1/29/2025)
RR
South Carolina
(1/29/2025)
RR
South Dakota
(1/29/2025)
RR
Tennessee
(1/29/2025)
RR
Texas
(1/29/2025)
RR
Utah
(1/29/2025)
RR
Vermont
(1/29/2025)
RR
Virginia
(1/29/2025)
RR
Washington
(1/29/2025)
RR
West Virginia
(1/29/2025)
RR
Wisconsin
(1/29/2025)
RR
Wyoming
(1/29/2025)

Exams


State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2006
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HP
HINES PRIVATE WEALTH SOLUTIONS LLC
HINES PRIVATE WEALTH SOLUTIONS LLC | HINES SECURITIES, INC. | HINES REAL ESTATE SECURITIES, INC. | HINES REAL ESTATE INVESTMENTS, INC.

CRD#: 128145 / SEC#: , 8-66096

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Mailing Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Phone number
(888) 446-3773
Established
Delaware since 03/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
HINES RETAIL SECURITIES LLCOWNER
CARUSO, JOHN ARMONDMANAGING DIRECTOR, MANAGER5524146
FERRARO, PAUL JAMESSENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO2479671
FOGG, RICHARD MATTHEW JRMANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER2669807
HILL, LERONICA CARRIETTACHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY4936282
HUSSEIN, SHAUN RPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5193143

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145Greenwich, CT 06830

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