MM
Matthew K. Moll
TRUADVISORS
TAMPA, FL 33607
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CRD#: 5040224
MM
Professional summary
Matthew Kenneth Moll is a registered financial advisor currently at TRUADVISORS located in Tampa, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Suncoast Developments, LLC, Tampa, FL, Non-Investment related, Nature of business: commercial real estate development, Position: Managing member, started 1/2/19, approximately 20 hours/month outside of securities trading hours, duties: Project management, financial and cost analysis
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Kenneth Moll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2014 - Present
TRUADVISORS
Office #1: 3030 N Rocky Point Drive Suite 280, Tampa, FL 33607RIA
CRD#: 170564
TAMPA, FL
Past
January 26, 2011 - January 15, 2014
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SANDY SPRINGS, GA
Past
January 24, 2011 - January 15, 2014
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SANDY SPRINGS, GA
Past
May 29, 2008 - December 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TUCKER, GA
Past
May 27, 2008 - December 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TUCKER, GA
Past
February 9, 2007 - February 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
November 8, 2006 - February 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRUADVISORS
MOLL WEALTH | TRUADVISORS FINANCIAL, LLC | TRUADVISORS | MOLL WEALTH MANAGEMENT, LLC | MOLL WEALTH MANAGEMENT, INC | MOLL WEALTH MANAGEMENT
CRD#: 170564 / SEC#: 801-132751
RIA
Registered Investment Advisory firm - (5/9/2025 Approved)Florida
Registered Investment Advisory firm - (5/14/2025 Terminated)Georgia
Registered Investment Advisory firm - (5/22/2025 Terminated)Louisiana
Registered Investment Advisory firm - (11/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/14/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/12/2017)
IAR
Georgia(3/7/2014)
IAR
Texas(3/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TR
TRUADVISORS
MOLL WEALTH | TRUADVISORS FINANCIAL, LLC | TRUADVISORS | MOLL WEALTH MANAGEMENT, LLC | MOLL WEALTH MANAGEMENT, INC | MOLL WEALTH MANAGEMENT
CRD#: 170564 / SEC#: 801-132751
RIA
Registered Investment Advisory firm - (5/9/2025 Approved)Florida
Registered Investment Advisory firm - (5/14/2025 Terminated)Georgia
Registered Investment Advisory firm - (5/22/2025 Terminated)Louisiana
Registered Investment Advisory firm - (11/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/14/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3030 N Rocky Point Drive Suite 280, Tampa, FL 33607
Mailing Address
Phone number
(813) 212-4000
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 100,045,182 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUADVISORS
CRD#: 170564Tampa, FL 33607TRUST BUT VERIFY
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