MC
Mark A. Cutler
TRUIST ADVISORY SERVICES
GREENVILLE, NC 27858
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CRD#: 5039896
MC
Professional summary
Mark A Cutler is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greenville, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Littleton, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PORTSIDE ONE HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Receive payments and subsequently make deposits for dues as well as pay bills for the association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 60 Riverview Drive, Chocowinity NC 27817
CRS (Client Relationship Summary) - RIA
Click below to view Mark A Cutler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 514 Greenville Blvd Se, Greenville, NC 27858RIA
CRD#: 283390
GREENVILLE, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 131 East South Main St, Littleton, NC 27850Office #2: 514 Greenville Blvd Se Fl 1, Greenville, NC 27858Office #3: 101 W Fire Tower Rd, Winterville, NC 28590Office #4: 611 Plaza Blvd, Kinston, NC 28501Office #5: 2475 Stantonsburg Rd, Greenville, NC 27834Office #6: 2632 Sunset Ave, Rocky Mount, NC 27804Office #7: 2009 W Vernon Ave, Kinston, NC 28504Office #8: 930 Western Blvd, Tarboro, NC 27886Office #9: 121 3rd St, Ayden, NC 28513Office #10: 543 Evans St, Greenville, NC 27858Office #11: 4275 W Church St, Farmville, NC 27828Office #12: 205 Whitfield St, Enfield, NC 27823Office #13: 1001 Main St, Scotland Neck, NC 27874BD
CRD#: 17499
Littleton, NC
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
March 12, 2008 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
GREENVILLE, NC
Past
January 25, 2008 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
GREENVILLE, NC
Past
November 30, 2005 - July 5, 2007
EDWARD JONES
BD
CRD#: 250
CHOCOWINITY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Arizona(2/17/2021)
RR
Florida(3/9/2022)
RR
Georgia(3/9/2022)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Kansas(7/23/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Missouri(5/18/2022)
RR
New Jersey(4/17/2023)
RR
New York(7/14/2022)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(3/9/2023)
RR
Virginia(2/17/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
