Danielle V. Keyes

PWA SECURITIES

Fort Lauderdale, FL 33301

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CRD#: 5039755

Professional summary

Danielle V Keyes, who also goes by Danielle V Maynard, is a registered financial professional currently at PWA SECURITIES, LLC located in Fort Lauderdale, Florida.

Danielle is registered as a RR (Registered Representative) and started their career in finance in 2005. Danielle has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Danielle V Maynard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danielle V Keyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

PWA SECURITIES, LLC

Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301

CRD#: 321974

Fort Lauderdale, FL

Past

October 3, 2022 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FT. LAUDERDALE, FL

Past

January 4, 2021 - July 30, 2021

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 13, 2015 - January 4, 2021

MML DISTRIBUTORS, LLC

CRD#: 38030

ENFIELD, CT

Past

October 13, 2005 - September 14, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/25/2023)

Massachusetts
(10/4/2023)

Exams

State Security Law Exam

Series 63

Date: 12/9/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PWA SECURITIES, LLC

CRD#: 321974 / SEC#: , 8-70938

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281

Mailing Address

200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281

Phone number

(954) 712-8888

Established

Florida since 05/04/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PWA HOLDINGS, LLC	MEMBER
DONELSON, LISA ANTOINETTE	COMPLIANCE OFFICER	2248926
HEDIGER, LEE FREDERICK	BOARD OF DIRECTORS	2696174
MOLL, TODD ANTHONY	BOARD OF DIRECTORS	2134560
ROSANEL, JOSEPH PINHAS	FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	6215325
SAKA, JOSEPH LESTER	BOARD OF DIRECTORS	7704169
SCANLAN, THOMAS JOSEPH	PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO	3182780

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Danielle V. Keyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danielle V Keyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2015

Series 6

Date: 10/12/2005

FINRA

Current Firm

PWA SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PWA SECURITIES, LLC

TRUST BUT VERIFY

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