KK
Kerry W. Kassulker
BROOKSTONE CAPITAL MANAGEMENT LLC
Mayer, MN
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CRD#: 5039612
KK
Professional summary
Kerry William Kassulker MR is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Mayer, Minnesota.
Kerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kerry has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CROW RIVER INSURANCE, 305 8TH STREET SOUTH, DELANO MN 55328
PROPERTY & CASUALTY AGENT - RENEWALS ONLY
NON-INVESTMENT RELATED
8/1994 TO 4/1/2009
0 HRS/MO DURING TRADING HRS
RENTAL INCOME RECEIVED FROM FAMILY FARM. NOT INVESTMENT RELATED. LOCATED AT 16950 COUNTY ROAD 20, MAYER, MN 55360. OWNER OF FARM SINCE 09/1997 THROUGH PRESENT. NO TIME IS SPENT ON THIS ACTIVITY DURING TRADING HOURS.
OWNER OF WEALTH PRESERVATION STRATEGIES, 601 CARLSON PARKWAY, SUITE 1050, MINNETONKA, MN 55305. NATURE OF BUSINESS: INSURANCE & FINANCIAL SERVICES; DUTIES: SALES & SERVICE OF INSURANCE PRODUCTS; APPROXIMATELY HALF OF MR. KASSULKER'S TIME IS DEVOTED TO THIS SEPARATE BUSINESS ACTIVITY.
4/2009 THROUGH PRESENT
CRS (Client Relationship Summary) - RIA
Click below to view Kerry William Kassulker MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2019 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Mayer, MN
Past
July 2, 2015 - December 9, 2019
VANN EQUITY MANAGEMENT LLC
RIA
CRD#: 174239
MINNETONKA, MN
Past
January 26, 2011 - July 9, 2015
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
MINNETONKA, MN
Past
October 31, 2005 - April 28, 2009
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
GOLDEN VALLEY, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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