George Q. Liu
Professional summary
George Qian Liu, who also goes by George Q Liu, Qian George Liu, Qian Liu, is a registered financial professional currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.
George is registered as a RR (Registered Representative) and started their career in finance in 2007. George has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Qian Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2024 - Present
INDEPENDENT INVESTMENT BANKERS, CORP.
August 27, 2015 - April 22, 2024
HSBC SECURITIES (USA) INC.
July 2, 2013 - April 1, 2014
SIMMONS & COMPANY INTERNATIONAL
March 3, 2011 - July 12, 2011
SCOTIA CAPITAL (USA) INC.
July 11, 2007 - March 7, 2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2024)
Exams
Series 62
Date: 7/19/2013
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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