John B. Blalock
BLALOCK WILLIAMS | Chief Executive Officer, Wealth Advisor
HOMEWOOD, AL 35209
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CRD#: 5038926
Professional summary
John Butler Blalock IV, CFP®, who also goes by John B Blalock IV, is a registered financial advisor currently at BLALOCK WILLIAMS, LLC located in Homewood, Alabama.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Education Planning
Small Business Planning
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Investment Planning
Insurance Planning
Employee and Employer Plan Ben...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
John B Blalock Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS. 2) NOWLIN AND ASSOCIATES; 2718 2OTH SOUTH STREET, HOMEWOOD, AL 35209; NON-INV REL; INSURANCE AGENT; START DATE= 1/2006; HRS/MO=10; INSRUANCE SALES. 3) PERSONAL REAL ESTATE INVESTING; 3800 SPRING VALLEY RD BIRMINGHAM AL 35223; NON-INV REL; PERSONAL INVESTOR; START DATE=9/2022; HRS/MO=2; PERSONAL REAL ESTATE INVESTMENT NO LLC. 4) BLALOCK & CO; 3800 SPRING VALLEY ROAD, MOUNTAIN BROOK, AL 35223; NON-INV REL; OWNER; START DATE= 3/2023; HRS/MO=10; ENTITY FOR ACCOUNTING PURPOSES; 100% OWNERSHIP. 5) LAYBOCK PROPERTIES, LLC; 2906 CRESCENT AVENUE, HOMEWOOD, AL, 35209; INV REL; OWNER; START DATE= 3/2023; HRS/MO=1; COMMERCIAL OFFICE SPACE LEASED TO BLALOCK & CO.; 100% OWNERSHIP. 6) EFC INVESTORS 1.0, LLC; 3800 SPRING VALLEY ROAD, BIRMINGHAM, AL. 35223; INV REL; MEMBER; START DATE= 3/2021; HRS/MO=0; AMAZON RETAIL BUSINESS; PASSIVE INVESTMENT; 13% OWNERSHIP. 7) EFC INVESTORS 2.0, LLC; 3800 SPRING VALLEY RD BIRMINGHAM AL 35223; INV REL; MEMBER; START DATE=9/2021; HRS/MO=0; AMAZON RETAIL BUSINESS; PASSIVE INVESTMENT; 13% OWNERSHIP. 8) EFC INVESTORS 4.0, LLC; 3800 SPRING VALLEY RD BIRMINGHAM AL 35223; INV REL; MEMBER; START DATE=11/2022; HRS/MO=0; AMAZON RETAIL BUSINESS; PASSIVE INVESTMENT ; 16% OWNERSHIP. 9) EFC INVESTORS 6.0, LLC; 314 MALAGA AVE, HOMEWOOD, AL 35209; INV REL; MEMBER; START DATE=10/2023; HRS/MO=1; PASSIVE INVESTMENT IN AMAZON RETAIL BUSINESS; 23% OWNERSHIP.
CRS (Client Relationship Summary) - RIA
Click below to view John Butler Blalock IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 9, 2023 - Present
BLALOCK WILLIAMS, LLC
Office #1: 2906 Crescent Avenue, Homewood, AL 35209RIA
CRD#: 325465
HOMEWOOD, AL
Past
August 13, 2021 - September 9, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
HOMEWOOD, AL
Past
June 15, 2021 - May 1, 2023
THE ASCENT GROUP, LLC
RIA
CRD#: 314424
Homewood, AL
Past
November 16, 2006 - August 10, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
HOMEWOOD, AL
Past
October 13, 2005 - March 7, 2023
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
HOMEWOOD, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLALOCK WILLIAMS, LLC
BLALOCK WILLIAMS, LLC | EAGLE WEALTH GROUP, LLC | EAGLE CAPITAL GROUP, LLC
CRD#: 325465 / SEC#: 801-129757
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Alabama
Registered Investment Advisory firm - (4/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Texas
Registered Investment Advisory firm - (4/3/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(3/9/2023)
IAR
Texas(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BW
BLALOCK WILLIAMS, LLC
BLALOCK WILLIAMS, LLC | EAGLE WEALTH GROUP, LLC | EAGLE CAPITAL GROUP, LLC
CRD#: 325465 / SEC#: 801-129757
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Alabama
Registered Investment Advisory firm - (4/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Texas
Registered Investment Advisory firm - (4/3/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
175 Aliant Parkway, Alexander City, AL 35010
Mailing Address
Phone number
(256) 444-6256
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 642 |
| AUM (Assets Under Management) | $ 176,235,342 |
Red Flags
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Company Information
BLALOCK WILLIAMS, LLC
Chief Executive Officer, Wealth AdvisorCRD#: 325465Homewood, AL 35209TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
