Joseph Urban
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
THORNTON, PA
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CRD#: 5038831
Professional summary
Joseph Urban is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Thornton, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Greenville, Delaware.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Fidelity has built its brand on trust with our clients. I will be able to assist you with the important decisions you will have to make in your life and help you execute on your decisions.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Urban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Temple University
Bachelor of Business Administration - Finance
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4001 Kennett Pike Ste 120, Greenville, DE 19807-2000RIA
CRD#: 104555
THORNTON, PA
Current
December 9, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4001 Kennett Pike Ste 120, Greenville, DE 19807-2000BD
CRD#: 7784
Greenville, DE
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENVILLE, DE
Past
February 28, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GREENVILLE, DE
Past
August 1, 2011 - November 22, 2011
EDWARD JONES
RIA
CRD#: 250
FEASTERVILLE, PA
Past
May 12, 2011 - November 22, 2011
EDWARD JONES
BD
CRD#: 250
FEASTERVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/8/2020)
RR
California(1/3/2020)
RR
Colorado(1/4/2019)
RR
Connecticut(4/23/2020)
RR
Delaware(12/9/2011)
IAR
Delaware(3/31/2025)
RR
District of Columbia(9/29/2023)
RR
Florida(12/9/2011)
RR
Georgia(9/9/2022)
RR
Indiana(9/28/2024)
RR
Kentucky(2/12/2021)
RR
Maine(1/5/2024)
RR
Maryland(2/25/2014)
RR
Massachusetts(1/4/2025)
RR
Michigan(2/3/2025)
RR
Mississippi(5/21/2025)
RR
New Hampshire(6/4/2021)
RR
New Jersey(12/9/2011)
RR
New York(11/24/2020)
RR
North Carolina(12/11/2018)
RR
Ohio(3/31/2022)
RR
Pennsylvania(12/9/2011)
IAR
Pennsylvania(3/31/2025)
RR
South Carolina(3/25/2023)
RR
Texas(2/24/2017)
IAR
Texas(3/31/2025)
RR
Virginia(1/3/2020)
RR
Washington(10/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Thornton, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
