SC
Stephen A. Cross
VOYA FINANCIAL ADVISORS
Derby, KS 67037-1449
Some features on this profile are disabled
CRD#: 5037429
SC
Professional summary
Stephen Alden Cross JR, who also goes by Stephen Alden Cross Jr., Stephen Alden Cross, Steve Alden Cross Jr, Steve Alden Cross Jr., is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Derby, Kansas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Alden Cross Jr. | Stephen Alden Cross | Steve Alden Cross Jr | Steve Alden Cross Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Cross Advisory Group; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Financial advice and servicing existing clients; 2nd Vice President; 1/1/2022; 160; 160; Retail financial advisory services|NAME OF ENTITY:Cross Financial Services, Inc.; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Non-securities sales & servicing fixed business; Account Executive; 1/1/2022; 160; 160; selling & servicing life/fixed insurance products, running proposals, answering phone calls|NAME OF ENTITY:Cross Valley K9, LLC; No; 1590 E 132nd Ct N; Mulvane; KS; 67110; Dog breeder, trainer, and importer; Member; 1/1/2022; 30; 0; Caring for dogs, training, and importing working dogs, selling dogs and equipment|NAME OF ENTITY: Independent Insurance Agent; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Fixed Insurance Sales; Independent Insurance Agent; 1/21/2022; 160; 160; Sales of Fixed Insurance products|NAME OF ENTITY:Trinity Academy; No; 12345 E 21st St N; Wichita; KS; 67206; softball coach; Head Softball Coach; 3/1/2020; 20; 4; softball coach|
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Alden Cross JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Alden Cross JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449RIA
BD
CRD#: 2882
Derby, KS
Current
January 21, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449RIA
BD
CRD#: 2882
Derby, KS
Past
February 4, 2016 - January 25, 2022
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
MULVANE, KS
Past
February 6, 2015 - January 25, 2022
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
January 3, 2011 - January 12, 2015
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DERBY, KS
Past
January 3, 2011 - January 12, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DERBY, KS
Past
March 22, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
DERBY, KS
Past
February 21, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
DERBY, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/23/2022)
RR
Colorado(1/4/2024)
RR
Connecticut(8/8/2022)
RR
Georgia(4/13/2022)
RR
Indiana(1/2/2025)
RR
Kansas(1/21/2022)
IAR
Kansas(2/1/2022)
RR
Michigan(5/31/2024)
RR
Missouri(5/15/2023)
RR
Montana(10/28/2024)
RR
Nevada(2/21/2025)
RR
North Carolina(10/31/2023)
RR
Oklahoma(2/8/2023)
RR
Oregon(9/18/2024)
RR
Texas(2/29/2024)
IAR
Texas(3/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Derby, KS 67037-1449TRUST BUT VERIFY
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