Nickolas R. Strain
Professional summary
Nickolas Robert Strain, AIF®, CFP®, CPWA®, who also goes by Nick Robert Strain, is a registered financial advisor currently at HALBERT HARGROVE located in Long Beach, California.
Nickolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nickolas has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nickolas Robert Strain's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
March 8, 2006 - Present
HALBERT HARGROVE
Office #1: 111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908Office #2: 25350 Magic Mountain Parkway Suite 300, Valencia, CA 91355October 13, 2005 - December 31, 2010
HALBERT, HARGROVE & CO.
Primary Firm SEC Registration
HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2006)
(5/8/2024)
Exams
Current Firm
HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,671 |
| AUM (Assets Under Management) | $ 3,516,418,609 |
Red Flags
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