Wesley H. Gallup
Professional summary
Wesley Hamilton Gallup, CFP®, who also goes by Wesley Gallup, is a registered financial advisor currently at CARY STREET PARTNERS located in Austin, Texas.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Wesley has worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Hamilton Gallup's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2019 - Present
CARY STREET PARTNERS
Office #1: 7801 Capital Of Texas Highway Suite 310, Austin, TX 78731August 1, 2019 - January 18, 2020
GALLUP WEALTH CONSULTING, LLC
April 10, 2017 - June 19, 2019
AUSTIN WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2019)
Exams
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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