Gregory D. Singer
Professional summary
Gregory David Singer, who also goes by Greg D Singer, Greg David Singer, Gregory Singer, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gregory has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory David Singer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: 333 South Hope Street, Los Angeles, CA 90071Office #2: 399 Park Ave. 34th Floor, New York, NY, 10022October 11, 2019 - July 1, 2021
CAPITAL BANK AND TRUST COMPANY
March 5, 2012 - October 22, 2012
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2021)
(7/1/2021)
(7/1/2021)
(7/1/2021)
(7/29/2021)
(7/1/2021)
Exams
Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
