Jonathon S. Eesley

WINDSOR ADVISORY GROUP

Columbus, OH 43228

Some features on this profile are disabled

CRD#: 5036860

Professional summary

Jonathon Scott Eesley is a registered financial advisor currently at WINDSOR ADVISORY GROUP, LLC located in Columbus, Ohio.

Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathon has worked at 3 firms and has passed the Series 66, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HIGHLIGHTS FOR CHILDREN, INC. NOT INVESTMENT RELATED 1800 WATER MARK DRIVE,COLUMBUS, OH 43216 EDUCATIONAL MEDIA DIRECTOR (9/2009 TO PRESENT) APPROX. 2 HOURS A MONTH (NORMALLY OFF HOURS) MY ROLE IS AS A DIRECTOR OF THE BOARD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Scott Eesley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2017 - Present

WINDSOR ADVISORY GROUP, LLC

Office #1: 2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228

RIA

CRD#: 122266

Columbus, OH

Past

January 19, 2006 - October 19, 2012

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

CLEVELAND, OH

Past

January 19, 2006 - October 19, 2012

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINDSOR ADVISORY GROUP, LLC

WINDSOR ADVISORY GROUP, LLC | WINDSOR INVESTMENT ADVISERS, LLC

CRD#: 122266 / SEC#: 801-61372

RIA

Registered Investment Advisory firm - (8/8/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2006

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 12/28/2005

Futures Managed Funds Examination

Current Firm

WINDSOR ADVISORY GROUP, LLC

WINDSOR ADVISORY GROUP, LLC | WINDSOR INVESTMENT ADVISERS, LLC

CRD#: 122266 / SEC#: 801-61372

RIA

Registered Investment Advisory firm - (8/8/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228

Mailing Address

Phone number

(614) 545-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WINDSOR ADVISORY ADV PART 2A AA 3.27.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,558
AUM (Assets Under Management)	$ 2,582,151,903

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2024	Cover Page	Report
01/25/2024	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathon S. Eesley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Scott Eesley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDSOR ADVISORY GROUP, LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

WINDSOR ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2005

Series 7

Date: 1/18/2006

Series 31

Date: 12/28/2005

Current Firm

WINDSOR ADVISORY GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WINDSOR ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors