Kathleen A. Monaghan
Professional summary
Kathleen Anne Monaghan, who also goes by Kathleen Anne Jones, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2005. Kathleen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Anne Monaghan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2014 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001September 28, 2012 - February 6, 2014
WEDBUSH SECURITIES INC.
December 9, 2005 - March 1, 2012
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2014)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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