Mark Robert Finney
AIF®, CFP®Professional Summary
Mark Robert Finney, AIF®, CFP® is a registered financial advisor currently at KINTRA INVESTMENTS, LLC located in Marysville, Ohio and KINTRA WEALTH, LLC located in Marysville, Ohio. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC
Contact Information
Main Address
1000 Commerce Park Drive Suite 416, Williamsport, PA 17701Phone Number
(570) 601-6960# of Employees
60SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,309AUM (Assets Under Management)
$1,501,009,982Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC
State Registrations and Notice Filings
(12/22/2023)
(12/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Robert Finney's CRS (Customer Relationship Summary).
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