JK
Jordan J. Kelly
KEY INVESTMENT SERVICES LLC
BUTLER, PA
Some features on this profile are disabled
CRD#: 5036061
JK
Professional summary
Jordan Jennifer Kelly, who also goes by Jordan Kelly, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Butler, Pennsylvania.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jordan has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jordan Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Jennifer Kelly's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jordan Jennifer Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
KEY INVESTMENT SERVICES LLC
RIA
BD
CRD#: 136300
BUTLER, PA
Current
July 15, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144RIA
BD
CRD#: 136300
Brooklyn, OH
Past
May 6, 2019 - January 23, 2024
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
November 14, 2017 - January 29, 2018
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
NANTUCKET, MA
Past
March 9, 2016 - September 8, 2016
WADDELL & REED
RIA
CRD#: 866
COLUMBIA, SC
Past
March 7, 2016 - September 8, 2016
WADDELL & REED
BD
CRD#: 866
COLUMBIA, SC
Past
December 7, 2011 - July 23, 2014
MAINE SECURITIES CORPORATION
RIA
CRD#: 16976
PORTLAND,, ME
Past
September 23, 2011 - July 23, 2014
MAINE SECURITIES CORPORATION
BD
CRD#: 16976
PORTLAND, ME
Past
May 5, 2009 - August 25, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PITTSBURGH, PA
Past
March 16, 2009 - November 17, 2009
4TH RIVER FINANCIAL GROUP, INC.
RIA
CRD#: 149058
MARS, PA
Past
January 5, 2006 - April 16, 2007
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
November 10, 2005 - April 16, 2007
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/15/2024)
RR
Alaska(7/15/2024)
RR
Arizona(7/15/2024)
RR
Arkansas(7/15/2024)
RR
California(7/15/2024)
RR
Colorado(7/15/2024)
RR
Connecticut(7/15/2024)
RR
Delaware(7/15/2024)
RR
District of Columbia(7/15/2024)
RR
Florida(7/15/2024)
RR
Georgia(7/15/2024)
RR
Hawaii(7/15/2024)
RR
Idaho(7/15/2024)
RR
Illinois(7/15/2024)
RR
Indiana(7/15/2024)
RR
Iowa(7/15/2024)
RR
Kansas(7/15/2024)
RR
Kentucky(7/15/2024)
RR
Louisiana(7/15/2024)
RR
Maine(7/15/2024)
RR
Maryland(7/15/2024)
RR
Massachusetts(7/15/2024)
RR
Michigan(7/15/2024)
RR
Minnesota(7/15/2024)
RR
Mississippi(7/15/2024)
RR
Missouri(7/15/2024)
RR
Montana(7/15/2024)
RR
Nebraska(7/15/2024)
RR
Nevada(7/15/2024)
RR
New Hampshire(7/15/2024)
RR
New Jersey(7/15/2024)
RR
New Mexico(7/15/2024)
RR
New York(7/15/2024)
RR
North Carolina(7/15/2024)
RR
North Dakota(7/15/2024)
RR
Ohio(7/16/2024)
RR
Oklahoma(7/15/2024)
RR
Oregon(7/15/2024)
RR
Pennsylvania(7/15/2024)
IAR
Pennsylvania(9/3/2024)
RR
Rhode Island(7/15/2024)
RR
South Carolina(7/15/2024)
RR
South Dakota(7/15/2024)
RR
Tennessee(7/15/2024)
RR
Texas(7/15/2024)
RR
Utah(7/15/2024)
RR
Vermont(7/15/2024)
RR
Virginia(7/15/2024)
RR
Washington(7/15/2024)
RR
West Virginia(7/15/2024)
RR
Wisconsin(7/15/2024)
RR
Wyoming(7/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
